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Dealership Compliance Appraisal

*Mark your top 5 liability concerns:

Auto Sales Compliance Risk










Dealership Employment Practices













Proceed and mark the selections in the survey below.


Auto Sales Compliance Risk

For the "Red Flags Rules" do you have...

YES   NO

For Telephone marketing, do you have...

YES   NO

For advertising &disclosure, do you have...

YES   NO

For money laundering, do you have...

YES   NO

For Gramm Leach Bliley, do you have...

YES   NO

For "packing," do you have...

YES   NO

For credit practices, do you have...

YES   NO

For revenue recognition aka "spot delivery," do you have...

YES   NO

For a code of ethics, do you have...

YES   NO




Dealership employment practices

For harassment, do you have...

YES   NO

For discrimination, do you have...

YES   NO

For the Family &Medical Leave Act, do you have...

YES   NO

For wage &hour issues, do you have...

YES   NO

For Americans with Disability Act, do you have...

YES   NO

For substance abuse issues, do you have...

YES   NO

For worker's compensation issues, do you have...

YES   NO

For termination issues, do you have...

YES   NO

For hiring, do you have...

YES   NO

For performance evaluations, do you have...

YES   NO

Are you currently a customer of Compli?

YES   NO

 

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