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Solutions for General Counsels/Compliance Officers
General Counsels and Chief Compliance Officers face increasing complexity in the laws and regulations that govern business practices. In order to ensure their organization stays current, they need to be able to research and implement new regulatory requirements in a cost-effective manner. This includes communicating requirements and providing training to all affected personnel, and documenting compliance efforts at every step of the process. GCs and compliance executives also need to be able to quantify risk exposure and justify compliance related expenditures.
Litigation and regulatory investigations are on the rise, placing organizations that don't have standardized, documented compliance processes at greater risk.
Compli offers General Counsels and Chief Compliance Officers a variety of tools and capabilities, including:
- Automated deployment of required training, policies and documents to 100% of employees
- Executive dashboard to monitor and manage all compliance initiatives
- Electronic audit trail with date and time stamps for every activity and document, reducing exposure to risk
- Documentation of loss control activities considered in underwriting process for most major carriers
