Monthly Archives: June 2016
Summer time: the best time for your annual family road trip. There’s a parallel here to your company’s compliance program. Kids in the back seat may remind you of some of your employees. The sneaky cop with the radar gun? Those are your industry regulators. Here are some more things to watch out for on your way to beautiful Compliance […]
TKO Group can show you how it’s done.
Addressing the E in A.C.E. We’ve discussed accountability and why it helps your corporate compliance program succeed. We covered clarity and how a clear and simple to understand compliance training program results in an engaged workforce. Now let’s look at what you get out of making compliance easy.
I was chatting with our Director of Customer Success and the General Counsel of one of our customers recently. I asked them, “What’s one critical thing companies need to do to speed up automating their corporate compliance system?” Without blinking, Dick, Compli’s Wise Man of Customer Success said, “Get their job titles and descriptions in […]
As our CEO, Rob Warmack, says, “Compliance is a people problem.” True, technology can help but people are ultimately responsible for meeting corporate compliance requirements. And the biggest roadblocks to success are a lack of clarity about: 1) what those requirements are 2) the steps necessary to meet those compliance requirements. If you are […]
In corporate compliance, accountability is key. But how do you build this into your organizational culture? The most critical thing to do is to single out the owners of initiatives and make it clear that they have the X on their forehead and are accountable for maintaining compliance. If they don’t know, how can you […]
There are many things that can generate fear: dentists, nervous pilots, lutefisk (as this guy’s facial expression will demonstrate), clowns and above all, clowns who perform dentistry. For Auto dealers, the CFPB does not need to be one of those fearful things.