It’s that time of year again: the time when the Compliance Monsters emerge from the shadows and invade our world. Actually, there’s always a chance they could be sneaking behind your shelves, hovering over your meetings or hiding beneath your desk. But this month is the month they dare to reveal themselves—and this October, they’re […]
It’s not every day that a federal court declares a government agency’s structure unconstitutional. And yet that’s exactly what happened to the Consumer Financial Protection Bureau earlier this month.
There’s nowhere quite like California. As we wrote about last month, the nation’s most populous and economically active state is also home to a dazzlingly complex legal system. Lawsuits lead to court decisions; court decisions lead to new laws; and new laws lead to new regulatory compliance challenges.
Who: The Office of Foreign Assets Control (OFAC) is an office of the United States Department of the Treasury.
The Society of Corporate Compliance and Ethics (SCCE) just published their 2016 Compliance Effectiveness Survey. Not surprisingly, the data shows that companies with compliance programs in place are moving the needle on incidents caused by non-compliance. Here are a few of the most interesting stats.
It’s that time of year again: the time when the Compliance Monsters emerge from the shadows and invade our world. Actually, there’s always a chance they could be sneaking behind your shelves, hovering over your meetings or hiding beneath your desk. But this month is the month they dare to reveal themselves—and this October, they’re […]
It’s highly political, economically fraught and only a few weeks away. I’m referring, of course, to the Department of Labor’s new overtime rule under the Fair Labor Standards Act. (What—did you have something else in mind?)
It’s that time of year again: the time when the Compliance Monsters emerge from the shadows and invade our world. Actually, there’s always a chance they could be sneaking behind your shelves, hovering over your meetings or hiding beneath your desk. But this month is the month they dare to reveal themselves. They’re out in […]
Sometimes the values that define startup culture are at odds with the realities of regulatory compliance. Case in point: last month, the Consumer Financial Protection Bureau imposed a fine of several million dollars on LendUp after discovering that the financial services startup had misled consumers and failed to meet a host of regulatory requirements.
As technology has developed, identity theft has become more widespread, as has the financial destruction it often leaves in its path. Another area that has been greatly impacted by the proliferation of identity theft is car theft.
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