The latest financial services compliance news, tools, and insights to keep you cool, calm and compliant.
Human relationships are messy. Hiring and onboarding aren’t always a cakewalk. Nor are performance reviews. And as we learned in our recent series on discipline and termination, the act of punishing or firing someone can take an emotional toll on all parties involved. Nonetheless, organizations face increasing pressure to maximize profit and minimize loss by […]
Still use a landline? Congratulations—you’re officially weird. According to the most recent report by the US Center for Disease Control National Health Information Survey, more than one-half of American homes (53.9%) are wireless-only homes. That’s frankly a slimmer majority than I would expect. Keep in mind, however, that the NHIS is surveying all homes in […]
Love brainteasers? See if you can figure out what this means: “No vehicle shall be turned so as to proceed in the opposite direction within an intersection, or upon any street in a business district, or upon a freeway, expressway or controlled-access highway, or where authorized signs are erected to prohibit such movement, or at […]
Our partners from Hudson Cook stopped by The Smart Compliance Blog to remind us to take another look at our arbitration clauses. Here’s what they had to say… If you’re like most consumer financial services providers you probably called up your lawyer years ago and had them draft an arbitration clause requiring claims or disputes to […]
Our partners from Hudson Cook stopped by The Smart Compliance Blog to give us an auto lending refresher. Here’s what they had to say… It’s the time of year for predictions and several recent headlines have signaled that traditional auto finance may have a competitor moving in – direct lending.[1] In recent months, we’ve seen traditional […]
We might be in the middle of the longest federal government shutdown in United States history, but you can’t furlough justice. Yes, the Supreme Court is back in session. And if you run a business, work in the consumer finance industry, or just can’t get enough news about John Roberts, Clarence Thomas, RBG, and the […]
From technology to the economy to politics and legislation, the world is moving faster and faster. And while it may not be possible to tell the future with 100% accuracy, we know a few people whose predictions can come pretty darn close. This week Michael Semanie, Shareholder with our attorney friends Killgore Pearlman, joins us […]
For dealers and lenders, an accurate annual forecast is both more important and more elusive than ever before. From technology to the economy to politics and legislation, the world is moving faster and faster. And while it may not be possible to tell the future with 100% accuracy, we know a few people whose predictions […]
Welcome to Tools You Can Use, our series about—what else?—tools you can use to improve your organization’s compliance outcomes, right now. In this series, we serve up resources such as worksheets, checklists, and how-to’s that our clients have found particularly useful in creating, assessing, and improving their compliance programs and compliance management systems. Today’s tool […]
Welcome to Compli’s year-end blog countdown! To mark the end of 2018, we’re taking a look back at our most popular consumer finance- and lending-related blog posts over the last 12 months—the articles you read, shared, and emailed us about the most this year. So, without further ado (and because everyone skips past these introductions […]
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