Some things are worth repeating. Like Compli’s CFPB six-part Webinar series. For those of you who missed out on the webinar the following recap will catch you up on what you missed. And for those of you who were a part of the webinar, this should be a great refresher.
The latest financial services compliance news, tools, and insights to keep you cool, calm and compliant.
The new year is here, and with any luck you’re already eating better, supporting local causes and spending more time with the people you love. But if you work for a finance institution or operate an automotive dealership—and especially if you’re involved in the finance and insurance department—I’d like to suggest another resolution for 2017:
“Compliance has never been optional, but there’s been a lot of companies in the past who have operated that way,” starts Andy Page Director of Operations at Road Auto Finance. We sat down with Andy to chat about his take on the finance industry, what keeps him up at night, and how he’s using Compli to stay […]
Maybe it’s something in the water: companies in states south of Lake Michigan seem to suffer higher rates of employee lawsuits compared to the rest of the US. The real reason for this map is much more nuanced, of course, and has nothing to do with what’s running through the pipes.
“Working with customers is never dull.” Kim joined Compli a year and a half ago to develop, maintain and grow our customer base. “Almost daily, I am a chameleon of sorts because I take on different roles depending on what the customer needs at that moment in time.”
As we wave goodbye to a tumultuous 2016 we turn toward 2017, a year that almost certainly will see changes in the regulatory environment. Whether those changes are sweeping or a little here and there is yet to be seen. But what we do know is that your dealership will still be selling cars. This […]
People are what make business interesting and things get really interesting when your business GROWS. When your organization experiences growth or turnover, do not overlook your Code of Conduct. A Code of Conduct is your managers’ and employees’ go-to for guidance and training on how to conduct business ethically and in accordance with your organization’s […]
Your compliance management system needs to do more than meet the letter of the law; it must take action. An effective CMS will move you through the many regulatory changes with active risk management. Unfortunately, many CMS’s lack the agility needed to navigate the fair lending compliance jungle.
Check! There is something super satisfying about the sound of pen tip checking off an item on your To Do List. Also, the sound “X” has a similar effect. Maybe that’s why the section of the Dodd-Frank Act that created the Consumer Financial Protection Bureau is called Title X. Try it yourself: X and ✔.
The consumer finance industry could be on the cusp of change. Donald Trump has promised to roll back the Dodd–Frank Wall Street Reform and Consumer Protection Act, and all signs thus far point to the President-elect keeping his word. By this time next year, the Consumer Financial Protection Bureau could look different, and wield less […]