Having a robust compliance program is smart business. It’s also required by regulators like the CFPB as part of your CMS. But if your compliance program relies on policies, processes, and trainings that are outdated or not fully utilized, you’re effectively in the same position as a company with no program at all. It’s time […]
There are two general truths about internal audits: They provide you with the information necessary to make pivotal decisions that reduce risk and improve operations. Federal and state regulators expect them of your organization. For whatever reason, Truth #2 frequently overshadows Truth #1. An organization spends the time, money, and hassle conducting an internal audit […]
Having a robust compliance program is smart business. It’s also required by regulators like the CFPB as part of your CMS. But if your compliance program relies on policies, processes, and trainings that are outdated or not fully utilized, you’re effectively in the same position as a company with no program at all. It’s time […]
From regulations to processes, this webinar hits on the top tips and best practices you need to know when developing and managing an internal audit program. Michael Benoit, the man with his finger on the regulatory pulse, provides an overview of the CFPB’s audit requirements. David Keene, who has done more audits than we can […]
When was the last time you cleaned out your refrigerator? I mean, really cleaned out your fridge: cleared out the old salad dressing bottles, swabbed the shelves, braved the foil-covered who-knows-whats hidden behind the apple cider vinegar? If you can remember the last time, I applaud you: you’d probably be a fantastic auditor. Or perhaps […]
From regulations to processes, this webinar hits on the top tips and best practices you need to know when developing and managing an internal audit program. Michael Benoit, the man with his finger on the regulatory pulse, provides an overview of the CFPB’s audit requirements. David Keene, who has done more audits than we can […]
Happy Holidays! We have a really fun gift for you this year. Ready for it? … You’re getting audited! Just kidding. But since you’re already here, reading about workforce compliance, we thought it would be a great time to remind you that audits aren’t all that bad. As we learned in the CMS […]
Welcome to Tools You Can Use, our series about—what else?—tools you can use to improve your organization’s compliance outcomes, right now. In this series, we serve up resources such as worksheets, checklists, and how-to’s that our clients have found particularly useful in creating, assessing, and improving their compliance programs and compliance management systems. Today’s offer […]
Having a robust compliance program is smart business. It’s also required by regulators like the CFPB as part of your CMS. But if your compliance program relies on policies, processes, and trainings that are outdated or not fully utilized, you’re effectively in the same position as a company with no program at all. It’s time […]
What’s the status of that consumer complaint? Are we classifying our salesforce properly? Who hasn’t watched the sexual harassment training video we sent out on September 15th? Although it originates from large-scale considerations about legal and ethical obligations, workforce compliance often comes down to nitty-gritty questions with nitty-gritty answers. And over the past month, we’ve […]
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