Changes may be afoot at the Consumer Financial Protection Bureau but that doesn’t mean lenders are off the hook for compliance. Quite the opposite. The FTC, State AGs…there’s an alphabet soup of institutions poised to fill any vacuum left by changes at the CFPB. Join compliance industry veterans Brian Larson of Complí and Michael Benoit, […]
Changes may be afoot at the Consumer Financial Protection Bureau but that doesn’t mean lenders are off the hook for compliance. Quite the opposite. The FTC, State AGs…there’s an alphabet soup of institutions poised to fill any vacuum left by changes at the CFPB. Join compliance industry veterans Brian Larson of Complí and Michael Benoit, […]
The CFPB and other regulators expect an organization’s board of directors to have oversight over the organization’s compliance management system. Here’s why the buck stops with the board—and what it really means for a “buck” to stop. “The buck stops here.” The saying, famously emblazoned on a sign President Truman kept on his desk, has […]
Having a robust compliance program is smart business. It’s also required by regulators like the CFPB as part of your CMS. But if your compliance program relies on policies, processes, and trainings that are outdated or not fully utilized, you’re effectively in the same position as a company with no program at all. It’s time […]
As one of the 4 pillars of your Compliance Management System, executive or board oversight is not something you can afford to overlook. Hear from both sides of the coin when it comes to your executive oversight compliance obligations. Learn about: Your regulatory requirements, from a seasoned lawyer What your oversight team wants to know, […]
Join Compli in Dallas as we Sponsor and Attend the 2018 Auto Finance Performance & Compliance Summit. Attendees will learn new information on navigating risk management, impending regulatory changes, improving strategy and product development, enhancing operational excellence, developing a compliance program, and much more. If you would like to meet up with Compli’s Brian Larson […]
Changes may be afoot at the Consumer Financial Protection Bureau but that doesn’t mean lenders are off the hook for compliance. Quite the opposite. The FTC, State AGs…there’s an alphabet soup of institutions poised to fill any vacuum left by changes at the CFPB. Join compliance industry veterans Brian Larson of Complí and Michael Benoit, […]
Having a robust compliance program is smart business. It’s also required by regulators like the CFPB as part of your CMS. But if your compliance program relies on policies, processes, and trainings that are outdated or not fully utilized, you’re effectively in the same position as a company with no program at all. It’s time […]
From regulations to processes, this webinar hits on the top tips and best practices you need to know when developing and managing an internal audit program. Michael Benoit, the man with his finger on the regulatory pulse, provides an overview of the CFPB’s audit requirements. David Keene, who has done more audits than we can […]
From regulations to processes, this webinar hits on the top tips and best practices you need to know when developing and managing an internal audit program. Michael Benoit, the man with his finger on the regulatory pulse, provides an overview of the CFPB’s audit requirements. David Keene, who has done more audits than we can […]
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