Welcome to our Weekly RoundUp! This week’s topics include: why cyber security is HR’s responsibility, SEC issues it’s first Whistleblower Award, and the looming target on Auto Dealers’ backs. Also, what an effective compliance program looks like, using Instagram as a recruitment tool, and what ‘high risk’ really means. How an effective compliance program has […]
Welcome to our Weekly Round Up! This week’s topics include: steps to a quality privacy program, observations of the senior living culture, reaching the peak in F&I, and how to master F&I. Also, how to properly handle employee terminations, the fast track to an FTC settlement, the SEC’s cyber security road map for Wall Street, […]
At just about every gathering of compliance professionals I have attended, representatives from government agencies stand in front of the room and talk about the importance of the public/private partnership. They talk of leniency for companies that self-report. They also talk of the pain you will feel if you uncover an issue, don’t report and […]
It has finally happened. The SEC announced, very quietly, their largest whistleblower payment under Dodd Frank of $14 million this week. Probably not the best PR move given the federal government shut down the same day putting 800,000 employees out of work.